Sangam: A Confluence of Knowledge Streams

Ab Initio Electronic Structure Calculations For High-K Dielectrics

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dc.contributor Harald Ade, Committee Member
dc.contributor Jerry L. Whitten, Committee Member
dc.contributor Dave Aspnes, Committee Member
dc.contributor Gerald Lucovsky, Committee Chair
dc.creator Zhang, Yu
dc.date 2010-04-02T19:17:11Z
dc.date 2010-04-02T19:17:11Z
dc.date 2005-01-04
dc.date.accessioned 2023-02-28T17:07:40Z
dc.date.available 2023-02-28T17:07:40Z
dc.identifier etd-01022005-134234
dc.identifier http://www.lib.ncsu.edu/resolver/1840.16/5653
dc.identifier.uri http://localhost:8080/xmlui/handle/CUHPOERS/265567
dc.description In current semiconductor industry, continuing improvement in the performance of MOSFET requires aggressive scaling down of the dimensions of CMOS devices. A better capacitance/unit area can be gained as gate oxide thickness decreases. An equivalent oxide thickness (EOT) less than 1.0nm is required according to the 2002 International Technology Roadmap for Semiconductor (ITRS). However, as gate oxide thickness scaling down, tunneling current will increase, which will lower the device performance. SiO2, as the widely used gate oxide material, has reached its scaling limit due to the high current leakage at this thickness. Non-crystalline alloys of i) group IIIB, IVB and VB TM oxides and ii) first row RE oxides with SiO2 and Al2O3 have been proposed as alternative high-k gate dielectrics for advanced Si devices. This dissertation addresses differences between the electronic structure of alternative high-k transition metal dielectrics and SiO2. Ab inito calculations, based on small clusters identify unique aspects of electronic structure that are associated with the TM atoms. The lowest conduction band states are derived from atomic d-states of the TM atoms, and are localized on these atoms. Excitations into these states i) from TM core states, ii) from oxygen K1, iii) from oxygen atom derived valence band states, are simulated by using ab inito calculations at self-consistant-field (SCF) Hartree-Fock and Configuration Interaction (CI) level. And these electronic structure calculations are used to interpret optical, ultra-violet (UV), X-ray and electron spectroscopies, including UV and X-ray photoemission (UPS and XPS, respectively), and Auger electron spectroscopy (AES), and also provide a basis for interpretation of electrical results and narrowing the field of possible replacement dielectrics for advanced semiconductor devices.
dc.rights I hereby certify that, if appropriate, I have obtained and attached hereto a written permission statement from the owner(s) of each third party copyrighted matter to be included in my thesis, dissertation, or project report, allowing distribution as specified below. I certify that the version I submitted is the same as that approved by my advisory committee. I hereby grant to NC State University or its agents the non-exclusive license to archive and make accessible, under the conditions specified below, my thesis, dissertation, or project report in whole or in part in all forms of media, now or hereafter known. I retain all other ownership rights to the copyright of the thesis, dissertation or project report. I also retain the right to use in future works (such as articles or books) all or part of this thesis, dissertation, or project report.
dc.subject ab initio calculation
dc.subject high-k dielectrics
dc.title Ab Initio Electronic Structure Calculations For High-K Dielectrics


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